Helping you on
the right path

  • "Wisdom is knowing the right path to take. Integrity is taking it."

    – M.H. McKee

  • "Over every mountain there is a path, although it may not be seen from the valley.”

    – Theodore Roeth

  • “Remember when life's path is steep to keep your mind even.”

    – Horace

  • “Travelers, there is no path, paths are made by walking.”

    – Antonio Machado

  • “A blocked path also offers guidance.”

    – Mason Cooley

August Way is a boutique law firm for financial services companies, executives and professionals looking to achieve excellence and innovation while remaining compliant with their regulatory requirements.

Adam Wasserman has 25 years’ legal, finance and securities experience, including building and leading the New York Stock Exchange’s preeminent enforcement program – helping to assure that America’s markets remained safe, efficient, and fair. As a partner at a leading global law firm, he represented financial industry clients (such as the Board of Directors of Lehman Brothers) in many of the most complex, institution defining securities regulation and litigation matters of the past two decades. He excels in counseling clients in regulatory and compliance, corporate governance, and securities litigation and investigation matters, as well as helping financial institutions pursue ESG and sustainable development goals. At August Way, Mr. Wasserman gives each client dedicated personal attention in order to help you achieve your goals.

Practice Areas

Compliance, Risk & Ethics

Corporate Governance

ESG & Sustainable Finance

Broker Dealers & Exchanges

Regulatory Investigations

Individual Representations

 

Customized Education

 

Clients facing SEC investigations appreciate Mr. Wasserman’s “experienced, sage counsel.”

– The Legal 500

“If there's a door that gets closed in a particular situation, Adam will find another door”

— Law360