Between a Rock and a Hard Place: How to Navigate Between ESG & Anti-ESG Regulatory Actions — A Finpublica-Aspen FLF Impact Exchange Discussion

An Overview of ESG Reporting Frameworks — A Finpublica-Aspen FLF Impact Exchange Discussion

ESG and the Finance Industry — Inter-American Defense College

The Impact of the War in Ukraine on ESG — A Finpublica-Aspen FLF Impact Exchange Discussion

Exchange Enforcement Roundtable — New York State Bar Association Securities Disputes Committee

RegTeligence 2021: Enforcement Initiatives — Regulatory Compliance Association

Enforcement Landscapes and Initiatives for 2020 — Regulatory Compliance Association

Compliance and Operations — Regulatory Compliance Association

Current Regulatory Issues in the Exchange Landscape — Securities Exchange Commission’s OCIE Market Oversight Conference

Enforcement Strategies and Proceedings — Regulatory Compliance Association

Cybersecurity and the Finance Industry — Inter-American Defense College

Enforcement and Insider Trading: Emerging Issues and SEC Priorities — Regulatory Compliance Association

Roundtable on FINRA and NYSE Market Regulation — ABA Securities Litigation Committee

Faces, Cases, and Paces of Financial Regulatory Reform  — Practising Law Institute

Building a Compliance Program to Support Expert Network Use — Regulatory Compliance Association

Private Fund Professionals in the Cross-Hairs: The Current Contours of Personal Liability for Legal Counsel, Compliance Officers, and Portfolio Managers — Regulatory Compliance Association

General Counsel Breakfast Session — Presented by Dechert LLP

Compliance "Black Swans": Handling Unforeseeable Events — ACA Compliance Group's Compliance Conference

SEC Examinations: Analysis of New Priorities, Processes & Techniques — Regulation, Operations & Compliance (ROC) Cayman

Enforcement Trends Around the Globe — Dechert’s Global Alternative Funds Symposium

SEC Chairman Mary Jo White: An Era of Bold and Unrelenting Enforcement — Regulatory Compliance Association

Regulators Scrutinize Use of Rule 10b5-1 Trading Plans by Corporate Directors Affiliated with Investment Advisers — Presented by Dechert LLP

Insider Trading and Enforcement: The Continental Divide — Regulatory Compliance Association's Compliance Risk & Enforcement

Hedge Fund Litigation/Regulation Triple Play — Presented by Dechert LLP

CCO and Fund Manager Liability: Emerging Inquiries and Investigations — RCA's Regulation and Risk Thought Leadership Symposium

Insider Trading Compliance for Hedge Funds and Other Regulated Entities — Securities Docket

The New Era of CCO Liability — Regulatory Compliance Association

Protecting Corporate Clients: The Attorney-Client Privilege and Work Product Doctrine — Presented by Dechert LLP

Regulatory Update — New York State Society of CPA's Hedge Funds and Alternative Investments Conference

Insider-Trading Investigations in a Post-Galleon World — Presented by Dechert LLP

Asset Management Regulation ─ Prioritizing the Impact and Implications — Fordham School of Law "Recent Development in U.S. Law" Conference

Risky Business: Trafficking in Insider Information About Customers — West LegalEdcenter

Recent Insider Trading Issues and International Enforcement Initiatives — Manulife Asset Management/John Hancock Global Compliance Offsite

Insider Trading: Analyzing and Addressing the Latest Enforcement Initiatives — Regulatory Compliance Association's Annual Spring Asset Management Thought Leadership Symposium

Insider Trading: Protecting Your Firm — Regulatory and Compliance Association